PwC Financial Services Director - Regulatory Management in New York, New York

PwC/LOS Overview

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PwC Advisory helps our clients with their most challenging imperatives from strategy through execution. We combine the breadth of knowledge of over 48,000 global professionals with deep industry knowledge to deliver custom solutions for our clients. We work with the world's largest and most complex companies and understand the unique business issues and opportunities our clients face.

Job Description

The Financial Services industry is operating in a challenging environment due to global economic pressure, increasing regulatory demands and capital requirements, and significant operational and technology changes. Our growing Financial Services Advisory team provides strategy, management, technology and risk consulting services to help major financial institutions around the world respond to their most complex business challenges. The Financial Services Advisory practice is composed of three industry sectors: Asset Management, Banking and Capital Markets, and Insurance.

Our Risk & Regulatory consultants help clients understand and address their enterprise risk and regulatory profile. This high performing team advises clients on the overall management and performance of their business, with a focus in compliance management, business continuity, risk and governance, and treasury management.

Position/Program Requirements

Minimum Year(s) of Experience: 10

Minimum Degree Required: Bachelor's degree

Degree Preferred: Advanced degree i.e. Juris Doctor, Masters of Business Administration

Knowledge Preferred:

Demonstrates proven expertise and success compliance-related consulting engagements within a top consulting or accounting firm, including:

  • Development of client-focused solutions based on understanding strategy, operations and management in a number of functional areas of corporations and organizations.

  • Corporate compliance including: developing and assessing corporate compliance programs, constructing, monitoring and auditing programs, managing internal risk assessments and/or investigations, working with an organization's senior management team to integrate compliance controls into the scope of existing business practices, developing and delivering compliance training, and developing and/or managing incident management systems.

  • Proven record of acquiring and managing engagements within a top tier consulting firm effectively integrating the areas of governance, risk and compliance.

Skills Preferred:

Demonstrates proven expert-level abilities and success advising clients on compliance and regulatory issues, including:

  • Assessing compliance risks and controls,

  • Developing and implementing compliance supervisory and control solutions,

  • Assisting with the response and/or remediation associated with regulatory actions.

  • Identifying and addressing client needs: developing and sustaining deep client relationships using networking, negotiation and persuasion skills to identify and sell potential new service opportunities; preparing and presenting complex written and verbal materials; and defining resource requirements, project workflow, budgets, billing and collection.

  • Leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation.