PricewaterhouseCoopers Jobs

Job Information

PwC Regulatory Compliance, Senior Associate (Financial Services) in Washington, District Of Columbia

Line of Service: Advisory

Specialty/Competency: Conduct and Compliance

Industry/Sector: Banking and Capital Markets

Time Type: Full time

Government Clearance Required: No

Available for Work Sponsorship: No

Travel Requirements: Up to 80%

A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies rethink their approach to risk and create a sustainable risk advantage. We’re a part of a unique client proposition, assisting our clients develop proper internal controls by leveraging analytics and technology solutions to underpin efficient execution of governance, to optimise their risk and compliance policies and processes, and improve business performance.

To really stand out and make us fit for the future in a constantly changing world, each and every one of us at PwC needs to be a purpose-led and values-driven leader at every level. To help us achieve this we have the PwC Professional; our global leadership development framework. It gives us a single set of expectations across our lines, geographies and career paths, and provides transparency on the skills we need as individuals to be successful and progress in our careers, now and in the future.

As a Senior Associate, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. PwC Professional skills and responsibilities for this management level include but are not limited to:

  • Use feedback and reflection to develop self awareness, personal strengths and address development areas.

  • Delegate to others to provide stretch opportunities, coaching them to deliver results.

  • Demonstrate critical thinking and the ability to bring order to unstructured problems.

  • Use a broad range of tools and techniques to extract insights from current industry or sector trends.

  • Review your work and that of others for quality, accuracy and relevance.

  • Know how and when to use tools available for a given situation and can explain the reasons for this choice.

  • Seek and embrace opportunities which give exposure to different situations, environments and perspectives.

  • Use straightforward communication, in a structured way, when influencing and connecting with others.

  • Able to read situations and modify behavior to build quality relationships.

  • Uphold the firm's code of ethics and business conduct.

A career in Conduct & Compliance within Financial Services Advisory - Risk & Regulatory gives you opportunities to advise financial institutions on ways to enhance their regulatory compliance control infrastructure in a manner that drives compliance with regulations and promotes consumer protection. You will advise clients on PwC and industry compliance tools and practices to strengthen their compliance risk management programs. You will work with experienced professionals to help clients with process improvements, regulatory examinations, and regulatory remediation activities.

Job Requirements and Preferences:

Basic Qualifications:

Minimum Degree Required:

Bachelor Degree

Minimum Years of Experience:

3 year(s) of relevant experience.

Preferred Qualifications:

Preferred Knowledge/Skills:

Demonstrates knowledge and/or a proven record of success in providing regulatory guidance and advice within a top consulting or accounting firm, law firm, regulatory body (e.g. OCC, Federal Reserve, FDIC), or financial services firm including:

  • Working knowledge of banking laws and regulations including safety and soundness expectations (e.g. Regulation W, Regulation O, Heightened Standards, Enhanced Prudential Standards, 12 CFR Part 1, etc.);

  • Understanding of, and experience helping financial institutions apply for, bank charters, change in bank control events, and charter conversions

  • Working knowledge of regulatory requirements and industry leading practices relating to FRB/FFIEC regulatory reporting programs and processes;

  • Demonstrating familiarity with banking, related operations and systems in the context of safety and soundness expectations and regulatory reporting requirements, as well as an understanding of risk management, risk governance, compliance programs, and integration of internal controls and compliance controls into the scope of existing business practices;

  • Assessing, developing and implementing sustainable internal control & risk management activities including governance and oversight structures, compliance processes and controls, and risk management practices; and,

  • Developing and executing regulatory compliance-related first, second and third line of defense monitoring and testing programs.

Demonstrates abilities and/or a proven record of success in project-based assignments, including:

  • Developing compliance and risk management programs and controls for compliance and safety and soundness related requirements and regulatory reporting;

  • Demonstrating ability to research, interpret, evaluate, and apply laws, regulations, rules, standards and industry practices, including implementing resulting changes into client practices;

  • Communicating with external clients and internal staff in an organized and knowledgeable manner;

  • Leveraging project management and project facilitation skills to complete work assignments;

  • Identifying and addressing client needs;

  • Building, maintaining, and utilizing networks of client relationships and community involvement;

  • Communicating value propositions;

  • Managing resource requirements, project workflow, budgets, billing and collections; and

  • Preparing and/or coordinating complex written and verbal materials.

All qualified applicants will receive consideration for employment at PwC without regard to race; creed; color; religion; national origin; sex; age; disability; sexual orientation; gender identity or expression; genetic predisposition or carrier status; veteran, marital, or citizenship status; or any other status protected by law. PwC is proud to be an affirmative action and equal opportunity employer.

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